Fundraising & Securities

Valuation Cap

A ceiling on the valuation at which a convertible instrument converts into shares.

The cap sets the maximum valuation used to calculate how many shares an early investor receives, rewarding them if the company's value rises substantially before the priced round.

Why it matters: a low cap combined with a strong subsequent round can dilute founders far more than the headline investment amount suggests.

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Valuation Cap — Canadian legal glossary | Lawkin — Lawkin